AS9102 Form 3 fields, column by column

Last reviewed: 17 October 2026

Form 3 is a wide table. If you have been handed one and are not sure what a column is asking for, this page maps the data the form holds and what each field is for. It is a guide to the form, not a substitute for the standard.

What Form 3 is for

Form 3, Characteristic Accountability, exists to show that every design characteristic on a part was identified and measured. Each row is one characteristic. Each column is one piece of evidence about it.

That is why the form is wide. A measurement is meaningless without knowing which feature it belongs to, what the requirement was, what tolerance applied, and what instrument produced the number.

The characteristic itself

FieldWhat it holds
Characteristic numberThe balloon number. Matches the numbered callout on the ballooned drawing and ties the row back to a feature.
Reference locationWhere on the drawing or model the characteristic is found — a sheet, zone or view reference.
Characteristic designationWhether the feature is classified, for example as Key or Critical, where the drawing or contract says so.
Specification / requirementThe drawing or specification requirement the characteristic must meet.

More on balloon numbering.

The requirement and the tolerance

FieldWhat it holds
Nominal / basic dimensionThe stated design value the tolerance is applied to, such as a diameter of 12.000 mm.
Tolerance plusThe upper allowable deviation from nominal. It may be zero, and it may come from a general tolerance block rather than being written on the dimension.
Tolerance minusThe lower allowable deviation. Not always symmetrical with the plus tolerance.
Nominal and tolerance are separate facts. If a print says Ø12.000 ±0.050, then 12.000 is the nominal and 0.050 is the tolerance. Collapsing them into a single entry loses information the record needs.

The measurement result

FieldWhat it holds
Actual / measured resultThe value the inspection produced. Often more than one value where a feature is measured at several points.
Pass / fail determinationThe conformity result for that characteristic. On a completed form this is a recorded outcome, not something calculated while transcribing.
Nonconformance referenceWhere a characteristic failed, the reference linking it to the nonconformance record.

How it was measured

FieldWhat it holds
Inspection methodThe method used for that characteristic — a gage, a CMM, a visual check, a functional test.
Gage / equipment IDThe identifier of the instrument, which is what links the measurement to its calibration record.

The gage identifier is easy to treat as a formality. It is not. Without it a measured value cannot be traced to a calibrated instrument, and the evidence chain breaks.

Who did the work, and when

FieldWhat it holds
Inspector / prepared byThe person who performed or recorded the inspection.
Inspection dateWhen the inspection took place.
Approval / signatureSign-off, where the form or your quality system requires it.

Why the form is laid out this way

Every column answers one of four questions: which feature, what was required, what was measured, and how do we know the measurement is trustworthy. A row missing any of those four is an incomplete record.

That structure is also why a number pasted out of a CMM report is not a Form 3 row. On its own it has no balloon, no requirement, no tolerance and no gage behind it.

This is orientation, not the standard. AS9102 is published by SAE International and is revised from time to time. Field names, requirements and trigger conditions can change between revisions, and your customer’s flowdown can be stricter than the standard. Always work from the current published edition of AS9102, and from your own contract and quality system. Nothing on this page is compliance advice.
Retyping these columns by hand? The converter reads an AS9102 Form 3 and fills all 15 columns for you, in your browser, with nothing uploaded. Three pages free, no account.

Frequently asked questions

What does the characteristic number mean on AS9102 Form 3?

It is the balloon number, the numbered callout on the ballooned drawing that identifies which feature the row refers to. It ties a measurement back to a specific location on the drawing or model.

What is the difference between nominal and tolerance on Form 3?

The nominal is the stated design value, such as a 12.000 mm diameter. The plus and minus tolerances are the allowable deviations from that value. They are separate fields because a measurement cannot be judged without both.

Why does Form 3 ask for a gage ID?

The gage identifier links the measured value to the calibration record of the instrument that produced it. Without it the measurement cannot be traced to a calibrated source, which breaks the evidence chain.

Does Form 3 calculate pass or fail?

On a completed Form 3 the pass or fail determination is a recorded result for each characteristic. If you are transcribing an existing form into a spreadsheet you are copying that determination, not recomputing it.

Sources

Standards are revised. Always work from the current published edition of AS9102 from SAE International. This page is orientation only and is not a substitute for the standard.

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